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COMPLIANCE NOTES

Providing written content, specialized writing services, and training material

with a focus on compliance & ethics, legal, and regulatory issues.

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"Compliance programs must be put into place and—more importantly—communicated repeatedly and enforced properly throughout the entire organization."

-Assistant Attorney General Leslie R. Caldwell

at the 22nd Annual Ethics and Compliance Conference, October 1, 2014

 
 

Compliance Blog

 

ABOUT

Ola M. Tucker, JD, CAMS

I am an experienced compliance professional with subject-matter expertise in anti-money laundering (AML), anti-corruption, and sanctions laws and regulations. For over a decade, I worked in-house to develop and implement compliance programs at two Fortune 50 corporations. I also served as the AML/BSA Compliance Officer at a Delaware financial services company focused on high net-worth clients.

 

Since 2018, I have been teaching classes on international anti-corruption law and corporate compliance programs at Widener University Delaware Law School. I am a contributor to various compliance publications and I have spoken at several industry conferences.

I founded Compliance Notes to share information about compliance requirements, regulations, trends, and best practices focused specifically on AML, sanctions, and anti-corruption. I provide written content, a variety of specialized writing services, and training/educational material to the business, legal, financial services, and higher education communities. 

 

For more details about my professional experience, see my resume here.

 

Contact me to learn more.

SERVICES

​I offer written content and specialized writing services focused on compliance & ethics, legal, and regulatory issues. I also provide customized compliance training and educational materials, as well as compliance program consulting. Services include:

  • Writing & Editing 

  • Training Materials / Educational Content

  • Textbook Collaboration 

  • Curriculum Development 

  • Workshops

  • Webinars

  • Presentations

  • Compliance Academy (online training courses) - COMING SOON!

  • Expert Witness Testimony & Consultation

  • Compliance Program Consulting

I can help you communicate complex and technical concepts clearly and effectively. Contact me today.

EXPERTISE - QUALITY - PROFESSIONALISM

 

PUBLICATIONS

1.  Tucker, O. (2019, December 12). SEC Breaks New Ground with Sanctions, Export Control Penalties in FCPA Action. Bloomberg Law.            https://news.bloomberglaw.com/us-law-week/insight-sec-breaks-new-ground-with-sanctions-export-control-penalties- in-fcpa-action?context=search&index=1 

 

To access a PDF copy of the article, click here.

2.  Tucker, O. (2019, November 4). The Role of the Board of Directors in AML Compliance. CorporateComplianceInsights.com https://www.corporatecomplianceinsights.com/board-role-aml-compliance/

To access a PDF copy of the article, click here.

 

 

3.  Tucker, O. (2019, July 5). How Shell Companies Might be Circumventing FinCEN's Beneficial Ownership Rule. CorporateComplianceInsights.com. https://www.corporatecomplianceinsights.com/shell-companies-beneficial-ownership/

To access a PDF copy of the article, click here.

FORTHCOMING

4.  Tucker, O. (In press). Understanding the Risks and Challenges of Shell Companies in Managing AML Compliance. Journal of Financial Compliance. https://www.henrystewartpublications.com/jfc/forthcoming

 

PRESENTATIONS & WEBINARS

1.  "Board of Director Oversight of AML Risk." Society of Corporate Compliance and Ethics, Web Conference. January 23, 2020.

     To purchase a video recording of the web conference, click here.

2.  "AML Challenges Amid the Rise of the Shell Company." Compliance Week Annual Conference, Washington, D.C., May 20, 2019.

     To purchase a video recording of the presentation, click here. 

UPCOMING

3.  "Board of Director Oversight and Responsibilities in Relation to AML Risk." Clear Law Institute, Webinar. March 24, 2020.

     To learn more and register for the webinar click here.  Receive a 35% discount by using the promo code: OTucker287688.

4.  "Mastering the Art of Ethical Office Politics for Stronger AFC." ACAMS 25th Annual International AML & Financial Crime Conference,                Hollywood, FL, April 20-22, 2020.

5.  "AML Issues Impacting Trusts." Compliance Week Annual Conference, Washington, D.C., May 2020.

 
 

CONTACT

302-722-5120

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