COMPLIANCE NOTES

Providing compliance-focused freelance writing services,

including written content and training material,

as well as compliance training consultation.

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"Compliance programs must be put into place and—more importantly—communicated repeatedly and enforced properly throughout the entire organization."

-Assistant Attorney General Leslie R. Caldwell

at the 22nd Annual Ethics and Compliance Conference, October 1, 2014

 
 

Compliance Blog

 

ABOUT

Ola M. Tucker, JD, CAMS

I am an experienced compliance professional with subject-matter expertise in anti-money laundering (AML), anti-corruption, and sanctions laws and regulations. For over a decade, I worked in-house to develop and implement compliance programs at two Fortune 50 corporations. I also served as the AML/BSA Compliance Officer at a Delaware financial services company focused on high net-worth clients.

 

Since 2018, I have been teaching classes on international anti-corruption law and corporate compliance programs at Widener University Delaware Law School. I am a contributor to various compliance publications and I have spoken at several industry conferences.

I founded Compliance Notes to share information about compliance requirements, regulations, trends, and best practices focused specifically on AML, sanctions, and anti-corruption. I provide freelance writing, including written content and training/educational material to individuals, businesses, and the legal, financial services, and higher education communities. 

 

For more details about my professional experience, see my resume here.

 

Contact me to learn more.

SERVICES

​I offer highly specialized freelance writing services focused on compliance & ethics, legal, and regulatory issues. I also provide customized compliance training and educational materials, as well as compliance training consulting. Services include:

  • Writing & Editing 

  • Training Materials / Educational Content

  • Textbook Collaboration 

  • Curriculum Development 

  • Workshops

  • Webinars

  • Presentations

  • Compliance Academy (online training courses) - COMING SOON!

  • Expert Witness Testimony & Consultation

  • Compliance Program & Compliance Training Consulting

I can help you communicate complex and technical concepts clearly and effectively. Contact me today.

EXPERTISE - QUALITY - PROFESSIONALISM

 

PUBLICATIONS

1. Tucker, O. (2020, Summer). Understanding the Risks and Challenges of Shell Companies in Managing AML Compliance. Journal of Financial Compliance. Vol. 3, No. 4. https://www.henrystewartpublications.com/jfc/v3  

 

A PDF of the article is available upon request. To purchase a subscription to the Journal of Financial Compliance, click here

2. Tucker, O. (2019, December 12). SEC Breaks New Ground with Sanctions, Export Control Penalties in FCPA Action. Bloomberg Law.            https://news.bloomberglaw.com/us-law-week/insight-sec-breaks-new-ground-with-sanctions-export-control-penalties- in-fcpa-action?context=search&index=1 

 

To access a PDF copy of the article, click here.

3.  Tucker, O. (2019, November 4). The Role of the Board of Directors in AML Compliance. CorporateComplianceInsights.com https://www.corporatecomplianceinsights.com/board-role-aml-compliance/

To access a PDF copy of the article, click here.

 

4.  Tucker, O. (2019, July 5). How Shell Companies Might be Circumventing FinCEN's Beneficial Ownership Rule. CorporateComplianceInsights.com. https://www.corporatecomplianceinsights.com/shell-companies-beneficial-ownership/

To access a PDF copy of the article, click here.

FORTHCOMING BOOK

Anti-Money Laundering: A Case Study Approach to Compliance, forthcoming from Georgetown University Press, Fall 2021.

 

PRESENTATIONS & WEBINARS

  • "Law in the Time of COVID-19: Corruption and Money Laundering." UNIVALI & Widener University Delaware Law School, Webinar Lecture Series. May 27, 2020. 

        To view a recording, click here.​

  • "Mastering the Art of Ethical Office Politics for Stronger AFC." ACAMS 25th Annual International AML & Financial Crime Conference,      Hollywood, FL, April 20-22, 2020. *Conference canceled due to COVID-19.

  • "Board of Director Oversight and Responsibilities in Relation to AML Risk." Clear Law Institute, Webinar. March 24, 2020.

       To purchase a recording of the webinar click here.

  • "Board of Director Oversight of AML Risk." Society of Corporate Compliance and Ethics, Web Conference. January 23, 2020.

       To purchase a video recording of the web conference, click here.

  • "AML Challenges Amid the Rise of the Shell Company." Compliance Week Annual Conference, Washington, D.C., May 20, 2019.

       To purchase a video recording of the presentation, click here. 

UPCOMING

  • "Conducting Effective Due Diligence." Bermuda Bankers Association. March 2020​.

  • "AML Issues Impacting Trusts." Compliance Week Annual Conference, Washington, D.C., May 2021.

 
 

CONTACT

302-722-5120

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